EPSTEIN
page 5 / 291 . OCR, unverified
WPM Southern Financial, LLC
- Assets to be transferred to Pershing LLC A/C # N4G- xxx8O4 — Southern Financial, LLC
2,000 000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
— tx via DTC - Okay to free deliver: Pershing DTC #
000 000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
- tx via DTC - Okay to free deliver: Pershing DTC # =MI
000 000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 1096CPN ,UNCAPPED
- tx via DTC- Okay to free deliver: Pershing DTC # =MI
000 000 LBG CAPITAL NO.1 PLC 144A VARFS9/2049 HELD BY EUROCLEAR
- Pershing Euroclear # =
Please confirm t/d, s/d and amount so that we can match free
delivery.
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR
ISIN:
- Pershing Euroclear # =
Please confirm t/d, s/d and amount so that we can match free
delivery.
500 000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
- Pershing Euroclear # ==.
Please confirm t/d, s/d and amount so that we can match free
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029423
CONFIDENTIAL
SDNY_GM_00175607
EFTA01344161
--- SOURCE: IMAGES__0014__EFTA01344162.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344162.pdf
----------------------------------------
delivery.
EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions:
Bank: Citibank, Frankfurt
SWIFT: CITIDEFF
Account name: Pershin LLC
IBAN:
For Further credit to: Southern Financial, LLC
Account #:
JPM Southern Trust Co., Inc
Assets to be transferred to Pershing LLC A/C
-
000 000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
Pershing Euroclear # =
-lease confirm Ud, s/d and amount so that we can match.
Thank you,
Vahe
Vahe Stepanian
Associate I Wealth Investment Coverage
Deutsche Bank Securities Inc.
Deutsche Asset 8 Wealth Management
345 Park Avenue - 26th Floor
New
Tel.
Fax
Mobile
Email
— Forwarded by Amanda Kirb f i
m i n 1 •"17
PM —
From:
'Young, Janet E-
To:
Amanda Kirby/db/dbcom@DBAMERICAS. Lisa D Hurcedhiclbcom@DBAmericas,
Cc,
PB-Service1318 <
>, Harry Ballet
Date.
11,27/2013 02:40 PM
Subject:
Epstein - Assets to transfer
Amanda and Lisa,
Below is a summary of assets that we are in the process of transferring to Pershing Lit. They should be transferred in the next
several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also
going to need EURO wire instructions so that the currency can be transferred too.
1PM Southern Financial, LLC
Assets to be transferred to Pershing LLC A/C
Southern Financial, LLC
2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
Cusip: 40432XfP1 — tx via DTC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029424
CONFIDENTIAL
SDNY_GM_00175608
EFTA01344162
--- SOURCE: IMAGES__0014__EFTA01344163.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344163.pdf
----------------------------------------
Cusip
Cusip
!SIN
ISIN:
ISIN
1,000,0001PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
- tx via DTC
2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED
— tx via DTC
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HEW BY EUROCLEAR
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
EUR 291,846.67 — EURO cash wire instructions needed
JPM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812
-
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
Thank You!
Janet Young
Janet E. Young] Vice President I Private Bank I J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713
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